Providing a model of performance evaluation strategies for the regulatory organizations of the Islamic Republic of Iran studied by the General Inspection Organization

Number of pages: 316 File Format: word File Code: 31149
Year: 2013 University Degree: Master's degree Category: Management
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    Commercial Management - Policy Orientation

    Doctoral Dissertation

    Abstract

    Studies conducted on performance evaluation strategies show that there is no comprehensive model of performance evaluation for regulatory organizations in Iran. The main goal of this research is to design a model of performance evaluation strategies for the regulatory organizations of the Islamic Republic of Iran. In this research, a combined research method was used. Therefore, the grounded theory method was used in the qualitative phase and then the structural equation method was used to confirm the findings. In the qualitative phase of the research, according to the types of organizational performance evaluation strategies obtained (human-centered, process-centered, result-centered, and context-centered), several theoretical propositions were presented in this field. After making hypotheses based on the presented theory, it was time to test the desired hypotheses in the studied society. First, in order to confirm and finalize the conceptual model of the research obtained from the fundamental theory method, before implementing it as a survey, the confirmatory factor analysis of the measurement models was carried out, and then Spearman's correlation coefficient test was used to examine the relationships between the variables. In the qualitative phase, the most important finding is the presentation of a comprehensive model for determining performance evaluation strategies, which was obtained from the data extracted from in-depth interviews. This model describes different types of performance evaluation strategies in regulatory organizations. In the quantitative phase, according to the hypothesis test, all performance evaluation strategy measurement models were recognized as appropriate. Also, the correlation coefficients between all performance evaluation strategies, including human-oriented, process-oriented, result-oriented, and platform-oriented performance evaluation strategies, and organizational performance at a 99% confidence level were obtained.

    Chapter One

    Research Overview

    1-1 Introduction

    Nowadays, all organizations - both public and private - need some kind of performance evaluation system for development, growth and sustainability in the competitive arena of today's world. so that they can evaluate the efficiency and effectiveness of their organization's programs, process and human resources. Effective organizations do not just collect and analyze data, but use this data to improve the organization and realize missions and strategies. Therefore, reviewing performance evaluation results is considered an important strategic process. If the performance evaluation is done from a process point of view and regularly and continuously, in the public sector, it leads to the improvement and accountability of executive bodies and public trust in the performance of organizations and the efficiency and effectiveness of the government, and in the non-governmental sector, it leads to the promotion of resource management, customer satisfaction, national development, the creation of new capabilities, sustainability and the promotion of the world class of companies and institutions. In other words, performance evaluation is a light that shows the way. Currently, on one hand, the tremendous changes in management knowledge and on the other hand, the need of organizations to provide optimal performance, have made the existence of an evaluation system inevitable. In fact, the problem of this research is considered in both scientific and practical aspects.

    By considering the creation system, we can see that evaluation is at its heart. The existence of a highly balanced order in the universe of creation indicates a well-calculated feedback loop. The evaluation system is considered as one of the elements of this circle, although humans may not be able to explain it due to the lack of knowledge and information, but basically, the consistency and durability of a system depends on the existence of the evaluation and control system in it. Experts and researchers believe that performance is the main subject in all organizational analyzes and it is difficult to imagine an organization that does not include performance evaluation and measurement. Every organization has an urgent need for an evaluation system in order to know its performance, especially in complex and dynamic environments. On the other hand, the absence of an evaluation system in a system is considered to mean a lack of communication with the internal and external environment of the organization, which will cause many problems for the organization. In addition, Executive Regulation No. 4325/44327 dated 1/14/1389, Articles (81) and (82) of the Civil Service Management Law, on the establishment of a performance evaluation system at three levels of the organization.

    In addition, Executive Regulation No. 4325/44327 dated 1/14/1389, Articles (81) and (82) of the Civil Service Management Law, has emphasized the establishment of a performance evaluation system at three levels of the organization, managers and employees. According to Article 81, the executive bodies are obliged to implement performance and productivity measurement and evaluation programs in their units by establishing a performance management system including evaluation of the organization's performance, based on a bylaw that is approved by the organization's proposal, and to report the results to the organization while preparing periodic and regular reports. According to Article 82, the organization is obliged to follow and monitor the establishment of the performance management system at the level of all executive bodies and to prepare and submit to the president and the Islamic Council of Ministers every year a report on the performance of the executive bodies and their evaluation in terms of specific and general indicators and how to implement the provisions of this law based on the bylaws that are approved by the organization's board of ministers. These two regulations confirm the necessity of developing performance evaluation models.

    Therefore, it can be acknowledged that in the field of application, the studies conducted on performance evaluation and related strategies show that there is no comprehensive performance evaluation model for regulatory organizations in Iran. Currently, there is no specific system with an identity to evaluate the performance of Iranian organizations. The regulatory bodies do not have a clear strategy for evaluating the evaluated organizations, and these evaluations; It is based solely on the preferences and various procedures of the supervisory bodies. This has hindered the effectiveness of evaluation of monitoring devices. This issue creates a condition and a situation in which the costs of conducting the evaluation exceed its benefits and benefits.

    In the scientific field, despite the use of the term performance measurement since the 70s, there is still no single and universal definition of it. A review of theoretical foundations shows that there is no general and specific theory in the field of performance structure. In fact, in this field, we are faced with a set of approaches and models that are often based on interdisciplinary perspectives such as economics, psychology, or production management and help us understand and classify the dimensions and aspects of performance.

    From a conceptual point of view in human resource management, evaluation as a process with the purpose of measuring performance (Abtahi, 2017; 221), regular performance measurement and providing feedback (Schermerhorn, 2018; 146), performance measurement and presentation Feedback (Singer, 1378; 304) is defined as the regular measurement of work progress, initiative, judgment and innovation (Parkinson, 1369; 61).

    The experts mention that attention to the issue of organizational performance leads to the development of organizational theory, and they consider performance to be the main issue in the practical environment. Therefore, this issue has attracted the attention of organization and management researchers, political scientists, economists and executive managers. The evaluation and measurement of performance provides the necessary feedback in the following cases:

    According to both the scientific and applied aspects that were investigated, the main problem of the research is what is the model of the types of performance evaluation strategies for the regulatory organizations of the Islamic Republic of Iran? The meaning of the organizational dimension is the organizational domain, and from the thematic point of view, attention is paid to its scientific field or theoretical field. In each of these two perspectives, the general and specific domains are separated from each other, and this research is more focused on selected specific domains (organizational and thematic). In diagram 1-1, the various domains studied in the current research are introduced. 4. Importance and necessity of research in these domains: Explaining the logic and providing acceptable reasons to justify the necessity of study and research in the thematic and organizational domain of any research will be the first necessary condition to guarantee the success and effectiveness of that research. For this purpose, it is necessary first of all to introduce the general scope of the research and in this way prepare the necessary preparations to justify the reasons for choosing the specific scope of the research.

    1-5 The importance and necessity of research in the thematic domain

    In 1980, the Government Accountability Office [1] of the United States defined performance measurement as an evaluation of the organization's performance taking into account the criteria and measures of productivity, effectiveness, quality and timing (citizen-oriented government performance) 2004).

  • Contents & References of Providing a model of performance evaluation strategies for the regulatory organizations of the Islamic Republic of Iran studied by the General Inspection Organization

    List:

    Chapter One: General Research

    1-1 Introduction. 2

    1-2 statement of the problem. 2

    1-3 scope of research. 4

    1-4 The importance and necessity of research in these domains 4

    1-5 The importance and necessity of research in the subject domain. 4

    1-6 research objectives. 9

    1-7 hypotheses or main research questions. 9

    1-8 Methodology: 10

    1-8-1 integrated research method. 10

    1-9 The method of collecting information. 11

    1-10 Statistical population, sampling method and sample size: 12

    1-11 Data analysis method 12

    1-12 Definition of specialized words and terms. 14

    Chapter Two: Theoretical Foundations and Research Literature

    Part One: Performance Evaluation

    2-1 Performance Evaluation. 20

    2-2 Definition of concepts. 20

    2-3 Relationship between performance management and performance evaluation. 23

    2-4 The position of the performance evaluation process in the field of performance management duties. 24

    2-5 History of performance evaluation. 26

    2-5-1 History of performance evaluation in the world. 26

    2-5-2 History of performance evaluation in Iran. 28

    2-6 Performance evaluation system and its environment. 29

    2-7 Performance evaluation approaches. 31

    2-7-1 Traditional performance evaluation systems. 31

    2-7-2 New performance measurement systems. 32

    2-7-3 Comparison of traditional and modern perspectives in performance evaluation. 33

    2-8 Performance measurement. 34

    2-9 performance indicators. 34

    2-10 Benefits of performance measurement. 37

    2-11 Do we need measurements? 38

    2-12 What is the basis of performance measurement systems? 38

    Part Two: Performance Evaluation Systems

    2-2 Introduction. 40

    2-2-1 system components 40

    2-2-2 separate performance indicators 41

    2-2-2-1 performance indicators related to quality. 41

    2-2-2-2 Performance indicators related to time. 41

    2-2-2-3 performance indicators related to cost. 42

    2-2-2-4 performance indicators related to flexibility. 43

    2-2-3 Performance evaluation system as an entity. 45

    2-2-4 AMBITE performance measurement system. 47

    2-2-5 Modeling process. 50

    2-2-6 ECOGRAI performance measurement system 51

    2-2-7 ENAPS performance measurement system. 52

    2-2-8 performance charter 53

    2-2-8-1 shareholders            55

    2-2-9 performance measurement system performance questionnaire 57

    Part three: performance management

    2-3 Introduction. 58

    2-3-1 The basis of performance management. 58

    2-3-2 scientific background of performance management. 59

    2-3-3 New approaches in managing the performance of the organization. 59

    2-3-3-1 HPMF Performance Management Framework 59

    2-3-3-2 Organizational Performance Assessment System (OPAS) 61

    2-3-3-4 ORISE Performance Management Approach. 63

    Section four: Introduction of performance evaluation models

    2-4-1 European Foundation model of quality management 64

    2-4-1-1 Basic concepts of excellence. 64

    2-4-1-2 Model framework 65

    2-4-1-3 Model structure 66

    2-4-2 Balanced evaluation model (BSC) 67

    2-4-2-1 Need for model 67

    2-4-2-2 Model development 67

    2-4-2-3 Features of the BSC model 69

    2-4-3 Strategic cost reduction and performance improvement (SCR&PI) model 69

    2-4-3-1 The need for the model 69

    2-4-3-2 What is strategic cost reduction?. 70

    2-4-3-3 conceptual model of strategic cost reduction and performance improvement. 72

    2-4-4 recognition model of organizational excellence. 75

    2-4-4-1 Definitions of the model 76

    2-4-4-2 Application cases of the CED model. 76

    2-4-4-3 recognition model 77

    Part five: recognition and performance improvement in the public sector

    2-5-1 Understanding productivity and performance in the public sector. 80

    2-5-2 Performance improvement as a comprehensive concept. 81

    2-5-3 Focusing more on intangible factors: improving productivity through people. 85

    Sixth part: theoretical background of the research

    2-6 Theoretical background of the research: 109

    2-6-1 Presenting a model to evaluate the performance status of wheat, flour and bread punishment headquarters in the provinces of the country 109

    2-6-2 Designing the performance evaluation system of the country's executive bodies 109

    2-6-3 Reviewing the status of payment of salaries and benefits and design The payment system based on the performance of employees of the program and budget organization. 110

    2-6-4 Investigating the relationship between Tobin's ratio and the profit criterion. 110

    2-6-4 Investigating the relationship between the Tobin ratio and the measure of earnings per share (EPS) and evaluating the performance of companies admitted to the Tehran Stock Exchange. 110

    2-6-5 Designing and determining the model for evaluating the performance of CEOs (companies under the Organization of Industries and Mines of the Veterans and Oppressed Foundation) 111

    2-6-6 Performance evaluation of the vice-chancellor of Tarbiat Modares University. 112

    2-6-7 Designing a mathematical model to evaluate the manager's performance in production organizations - DEA data envelopment analysis approach. 112

    2-6-8 Providing a method for functional evaluation of the organization's architecture using the balanced scorecard method. 113

    2-6-9 Evaluation of supply chain performance with the FMADM approach (case study: marine fish processing companies in Bushehr province) 114

    2-6-10 Presenting a model to investigate the impact of information technology maturity on organization performance by considering relational maturity. 115

    2-6-12 Reviewing the performance of the Environmental Protection Organization after the Islamic Revolution and planning for future programs. 116

    2-6-13 Investigating mutual relationships between the components of intellectual capital (human capital, structural capital, customer capital). 117

    2-6-14 Evaluation of organizational performance using the BSC approach and providing solutions to improve performance (case study of Susyant company). 118

    Section Seven: Coordination Challenge

    2-7 Introduction. 121

    2-7-1 The concept of coordination 121

    2-7-2 Types of coordination models. 123

    2-7-2-1 rational model 123

    2-7-2-2 natural model 125

    2-7-2-3 hybrid model 127

    2-7-2-3-1 perspective theory 1. 127

    2-7-2-4 Combination of strategic reference points in competitive interactive model. 135

    2-7-3 Philosophical foundations of the theory of strategic reference points. 137

    2-7-4 Logical foundations of the theory of strategic reference points. 138

    2-7-5 Summary of three views in the matrix of strategic reference points. 143

    2-7-6 Comparison of Hall, Scott and Morgan categories. 144

    Section VIII: Types of organization performance evaluation strategy

    2-8 Introduction. 148

    2-8-1 performance evaluation patterns. 148

    2-8-1-1 competitive values ??evaluation model (Robbins) 148

    2-8-1-2 Baldrich evaluation model. 149

    2-8-1-3 balanced evaluation model (Kaplan-Norton) 150

    2-8-1-3 Simons performance evaluation models. 153

    Part IX: Introduction of the statistical population

    2-9 Introduction of the statistical population. 157

    2-9-1 The types of supervisory bodies of the three forces in the Islamic Republic of Iran. 157

    2-9-1-1 Regulatory bodies affiliated with the legislative branch: 157

    2-9-1-1-1- The Court of Audit: 157

    2-9-1-1-2 Commission on Article 90 of the Constitution: 158

    2-9-1-2 Regulatory agencies affiliated with the executive branch: 160

    2-9-1-2-1 Ministry of Information: 161

    2-9-1-2-2 Management and Planning Organization: 161

    2-9-1-2-3 Ministry of Economic Affairs and Finance: 162

    2-9-1-3 Supervisory bodies related to the judiciary: 163

    2-9-1-3-1 General Inspection Organization of the country: 163

    2-9-1-3-2 Court of Administrative Justice: 164

    2-9-1-3-3 Supreme Court of the country: 165

    2-9-1-3-4 Court judges: 166

    2-9-1-4 History of the organization General inspection. 167

    Chapter Three: Research Methodology

    3-1 Introduction. 172

    3-2 type of research 172

    3-3 research strategy in the first phase (qualitative). 173

    3-4 Methodological steps of fundamental theory. 174

    3-4-1 research plan 175

    3-4-2 collecting and arranging data 176

    3-4-3 data analysis stage 176

    3-4-4 presenting theory and comparison with literature. 179

    3-5 research sample (volume and sampling method). 180

    3-6 research validity (qualitative). 181

    7-3 method of conducting research in the second phase (quantitative: survey). 182

    3-8 questions and assumptions. 183

    3-8-1 Research assumptions 183

    3-9 Population and statistical sample (quantitative phase). 183

    3-10 information collection method (quantitative phase). 184

    3-10-1 Validity (reliability) of measurement tools. 187

    3-10-2 Reliability of measurement tools. 188

    3-11 research domain 189

    3-11-1 spatial domain of research: 189

    3-11-2 temporal domain: 189

    3-11-3 thematic domain of research: 189

    3-12 method of data analysis in quantitative phase. 189

    3-12-1 Correlation coefficient 190

    3-12-2 Friedman variance analysis. 190

    3-12-3 structural equation model.

Providing a model of performance evaluation strategies for the regulatory organizations of the Islamic Republic of Iran studied by the General Inspection Organization